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Legal notices

Who is Chatham Financial?

The term “Chatham Financial” refers to a family of affiliated service companies that are owned by Chatham Financial Corp. These include, but are not limited to:

  • Chatham Hedging Advisors, LLC (CHA) provides hedge advisory, accounting and execution services related to swap transactions in the United States. CHA is a commodity trading advisor licensed by the Commodity Futures Trading Commission (CFTC), and is a member of the National Futures Association (NFA ID 0429008). In addition, CHA is a registered Municipal Advisor regulated by the U.S. Securities and Exchange Commission (SEC ID 867-01257), and is a member of the Municipal Securities Rulemaking Board (MSRB). To read CHA’s Disclosure Document click here
  • Chatham Financial Europe, Ltd (CFE) is an investment adviser providing hedge advisory and transaction services to clients throughout Europe. It is authorized and regulated by the Financial Conduct Authority (FCA) under reference number 197251. CFE is based in London, United Kingdom.
  • Chatham Financial Europe spółka z ograniczoną odpowiedzialnością provides investment advisory services to clients in Europe and is regulated by KNF in Poland. It is based in Krakow, Poland. To see our legal notice in Polish, click here. For the English version, click here.
  • Chatham Financial Pte. Ltd. is based in Singapore providing hedge advisory and transaction services for clients throughout Asia and the Pacific Rim region. It is registered with Japan’s Financial Services Authority as a Registered Financial Instruments Business Operator for Investment Advisory Services, with registration number Kanto Financial Bureau (KFB) #2781. To read Chatham Financial Pte. Ltd.’s annual report to KFB, click here. To read Chatham Financial Pte. Ltd.’s Principles for Client-Oriented Business Conduct, please click here. チャタム・フィナンシャル・ピーティーイー・リミテッドは、シンガポールに本店を置く、アジア・パシフィックのクライアントにヘッジに関するアドバイスや取引に関するサービスを提供している会社です。当社は、金融庁から登録を受けている投資助言業務を行う金融商品取引業者(関東財務局長(金商)第2781号)です。当社が関東財務局長に提出した事業報告書の写しをご覧になりたい方は、こちらからお願いいたします。 また、当社の顧客本位の業務運営に関する原則については、こちらをご覧下さい。
  • Chatham Financial Pty Ltd. is based in Melbourne, Australia providing hedge advisory and transaction support services for clients in Australia and New Zealand. It holds an Australian Financial Services License No. 450968, and is regulated by the Australian Securities and Investment Commission (ASIC).
  • Chatham Capital Advisors, LLC provides advice to real estate clients facing complex financial issues.
  • Chatham Investment Advisors, LLC is a registered investment advisor assisting banks with portfolio allocation. It is registered with the U.S. Securities and Exchange Commission (SEC) (CRD # 158802).
  • Chatham Canada Corp. provides independent financial risk management services to institutional clients in Canada.
  • Chatham Financial Securities LLC (CFS) is a US broker-dealer registered with the Securities & Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority, Inc (FINRA). CFS is also a member of the Securities Investor Protection Corporation (SIPC). More information about CFS can be found on FINRA’s Broker Check.
  • MiFID II Policies and Disclosures: