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Regulatory Compliance Advisory

Access our knowledge and insight to address your important derivatives compliance issues.

Meet your derivatives compliance obligations efficiently and effectively with Chatham’s proven regulatory expertise, practical derivatives experience, and customized technology solutions.

  • Minimize risk. Leverage our expertise to adhere to market-standard terms.

  • Save money. Potentially avoid reliance on outside counsel by benefitting from our market perspective.

  • Gain confidence. Get answers to your documentation and regulation questions.

  • Maximize efficiency. Satisfy Dodd-Frank obligations without adding resources or technology.

Our regulatory compliance expertise

Increasingly complex regulations, such as Dodd-Frank, have made risk mitigation and compliance far more challenging for financial institutions. Chatham’s regulatory compliance consultants have expertise on both dealer-facing and borrower derivatives documentation. We work with you, your counsel, and your borrower to simplify complex regulatory issues and recommend how to handle all relevant documentation.

With experience in reviewing thousands of ISDA and regulatory agreements each year, we can provide a comprehensive overview of Dodd-Frank requirements related to a loan-level hedging program. Our experts are on call to answer your questions, and we provide periodic client bulletins and white papers to keep you ahead of changing regulatory developments.

Access advantage

As a leader in financial risk management, our mission is providing you with expert guidance and insight, so you can thrive in an increasingly complex and globally connected world. We transform our expertise and knowledge into your opportunity.

  • Your success is our mission

    We advocate, working to shape regulatory standards in your favor. We deliver, making your
    transactions as secure and advantageous as possible.

  • Industry focus

    We know your industry inside and out — and we've got the knowledge to help you make the right move.

  • Our knowledge, your power

    We don’t just deliver answers, we provide explanations, translating complex concepts into digestible and actionable information.

Our team

  • Ben Lewis

    Managing Director
    Head of Sales

    Financial Institutions | Denver, CO

  • Bob Newman

    Managing Director
    Sales

    Financial Institutions | Kennett Square, PA

  • David Sweeney

    Managing Director
    Sales

    Financial Institutions | Kennett Square, PA

  • Mike Bilello

    Director
    Sales

    Financial Institutions | Denver, CO

Our financial institution clients

We partner with leading financial institutions to provide expert compliance advice.

We’d like to hear from you

Contact us to learn more about how Chatham can help you with regulatory compliance.

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